Helane Morrison and the Compliance Enforcement in the Corporate World

Helane Morrison holds the position of Chief Compliance Officer at Hall Capital Partners LLC, one of the largest advisory firms based in San Francisco. She is also a member of the Executive Committee of the same company. Hall paints a picture of how most people lost the trust they once had in the financial industry owing to the2008 economic meltdown. Most of them began placing their finances on own hands. However, Hall Capital provides a way out of this by ensuring that it enforces integrity, accountability and regulatory compliance on all the dealings.

Helane Morrison is a sharp, assertive, firm and also a hardworking lady who has been exceptional in the field of compliance. She insists on every investment the company makes on behalf of the client to be ethical and solid. The professional team at Hall ensures that every financial advisor, brokerage firm or mutual fund advisors so chosen ought to be thoroughly investigated before it is entrusted with money from the clients. Morrison heads a team that is made up of enforcement staff. In case of an anomaly being suspected, the team usually enforces some disciplinary action that involves instituting criminal charges or correction practices.

About Helane Morrison

Prior to joining the Hall Capital LLC back in 2007, Helane Morrison used to be the head at SEC (Securities and Exchange Commission) San Francisco office from 199 up to 2007. She was involved in the enforcement of regulatory compliance, securities and litigation matters in five Northwest States as the Regional Director and Northern California. She used to represent the SEC in business relations, legal issues, government agencies and financial communities. During her stint at the SEC, Morrison handled fraud cases that involved top executives from some top companies like Hewlett-Packard, Google, HBO and NextCard Incorporated. She was also the one who exposed the sale of some false securities by the American Amicable insurance company to 50,000 and above military personnel in a deceptive sale.

Before her stint at SEC, she had practiced law at the Howard, Canady, Falk and Rabkin from the year 1986 to 1996. She had made partner in 1991 and her duties then involved internal corporate investigations, business litigation, private securities defense and SEC-related matters. Helane had earlier on acted as the law clerk to Hon. Richard Posner and Justice Harry A. Blackmun. She completed her Journalism Bachelor’s degree at the Northwestern University, Illinois. She then joined the University of California, Berkeley School of Law to further her studies. She is a board member of the Regional Parks Foundation and American Bar Association.

1 thought on “Helane Morrison and the Compliance Enforcement in the Corporate World”

  1. Michael’s fraud case that that involved top executives from some top companies like Hewlett-Packard is the best fraud case ever. Even as an essay writer, I must attest to it. It made headlines in all newspapers.

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